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Adobe Systems Incorporated v. Domain OZ
[Indexed as: Adobe v. Domain OZ]
[Indexed as: adobeacrobat.com et al]
WIPO Arbitration and Mediation Center
Administrative Panel Decision
Case No. WIPO D2000-57
Commenced: 16 February 2000
Judgement: 22 March 2000
Presiding Panelist: Frederick M. Abbott
Domain name - Domain name dispute resolution policy - U.S. Trademark
- Identical - Confusingly similar - Bad faith registration - Bad faith
use - Default - Notification requirement.
The Complainant is Adobe Systems Incorporated. The disputed domain
names are "adobeacrobat.com" and "acrobatreader.com".
Respondent owned a large number of domain names, many of which are
identical or confusingly similar to trademarks of which the public is likely
to be aware.
On March 8, 2000, WIPO transmitted notification to Respondent of
its default in responding by registered priority air mail and e-mail.
Held, Name Transferred to Complainant.
The Panel is satisfied that WIPO took all steps reasonably necessary
to notify the Respondent of the filing of the Complaint and initiation
of these proceedings. Because the Respondent failed to provide a fax number
or physical address other than a post office box with its domain name registration,
difficulties (if any) in respect to notification are due to its own actions.
Respondent has registered the domain names "adobeacrobat.com" and
acrobatreader.com". These names are identical or confusingly similar to
Complainant's trademarks "ADOBE ACROBAT" and "ACROBAT READER".
Neither the mere registration of domain names nor the use of the
disputed domain names to attract customers, for commercial gain, by creating
consumer confusion with Complainant's trademarks would establish rights
or legitimate interests in the domain names on the part of Respondent.
The Panel infers that Respondent intended the logical consequences of its
acts, and that it registered the disputed domain names "in order to prevent"
Complainant from using its trademarks in corresponding domain names. Respondent
has no rights or legitimate interests in the disputed domain names.
The Panel is satisfied that Respondent has engaged in a pattern of
conduct intended to prevent trademark holders from using their marks in
corresponding domain names. Bad faith use and registration was proved.
Policies referred to
Rules for Uniform Domain Name Dispute Resolution Policy Supplemental
Rules for Uniform Domain Name Dispute Resolution Policy Uniform Domain
Name Dispute Resolution Policy
Panel Decision referred to
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Abbott, Panelist: -
1. The Parties
The Complainant is Adobe Systems Incorporated, a corporation organized
in the State of Delaware, United States of America (USA), with principal
place of business in San Jose, California, USA.
The Respondent is Domain OZ, with address in Los Angeles, California,
USA. Respondent is also known as Names O Z, with address in Los Angeles,
California, USA.
2. The Domain Name(s) and Registrar(s)
The disputed domain names are "adobeacrobat.com" and "acrobatreader.com".
The registrar of the disputed domain names is Network Solutions, Inc.,
with business address in Herndon, Virginia, USA.
3. Procedural History
The essential procedural history of the administrative proceeding is
as follows:
a.
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The Complainant initiated the proceeding by
the filing of a complaint via e-mail, received by the WIPO Arbitration
and Mediation Center ("WIPO") on February 11, 2000, and by courier mail
received by WIPO on February 14, 2000. Payment by Complainant of the requisite
filing fees accompanied the courier mailing. On February 16, 2000, WIPO
completed its formal filing compliance requirements checklist. |
b.
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On February 16, 2000, WIPO transmitted notification
of the complaint and initiation of the proceeding to the Respondent via
e-mail and registered priority air mail. This date represents the commencement
of this administrative proceeding (Rules for Uniform Domain Name Dispute
Resolution Policy, para. 4(c)). Respondent has not provided a fax communications
number in its domain name registration. Respondent's use of a post office
box as its sole physical address precludes WIPO's use of such express air
courier service as it otherwise employs in administrative panel proceedings
for delivery of hard copy documentation to respondents. On February 16,
2000 WIPO transmitted notification of the complaint to ICANN, Network Solutions
and Complainant's authorized representative. |
c.
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On March 8, 2000, WIPO transmitted notification to Respondent
of its default in responding (to the complaint transmitted on February
16, 2000) by registered priority air mail and e-mail. |
d.
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On March 6, 2000, WIPO invited the undersigned to serve
as panelist in this administrative proceeding, subject to receipt of an
executed Statement of Acceptance and Declaration of Impartiality and Independence
("Statement and Declaration"). On March 6, 2000 the undersigned transmitted
by fax the executed Statement and Declaration to WIPO. |
e.
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On March 9, 2000, the Complainant and Respondent were notified
by WIPO of the appointment of the undersigned sole panelist as the Administrative
Panel (the "Panel") in this matter. On March 11, 2000, the Panel received
the file in this matter by courier from WIPO. WIPO notified the Panel that,
absent exceptional circumstances, it would be required to forward its decision
to WIPO by March 22, 2000. |
The Panel has not received any requests from Complainant or Respondent
regarding further submissions, waivers or extensions of deadlines, and
the Panel has not found it necessary to request any further information
from the parties (taking note of Respondent's default in responding to
the complaint). The proceedings have been conducted in English.
4. Factual Background
Complainant has provided a copy (Exhibit C to its complaint) of its
U.S. Patent and Trademark Office trademark registration dated April 19,
1994, for "ADOBE ACROBAT" number 1,832,019, on the Principal Register.
Complainant states that the "ADOBE ACROBAT" trademark is in continuous
use with respect to computer programs and related development and technical
support services in the United States and abroad, including on the Internet.
Complainant has furnished evidence in the form of Internet website printouts
showing the use of the "ADOBE ACROBAT" trademark in commerce (Complainant's
Exhibit D). The validity of Complainant's trademark registration for "ADOBE
ACROBAT" has not been contested by Respondent, and the Panel accepts as
an undisputed fact that Complainant is the holder of a valid trademark
registration for "ADOBE ACROBAT" in the United States.
Complainant has provided a copy (Exhibit C to its complaint) of its
U.S. Patent and Trademark Office application for trademark registration
on the Principal Register, dated September 9, 1999, for "ACROBAT READER",
application serial number 75/796153. Complainant states that the "ACROBAT
READER" trademark is in continuous use with respect to computer programs
and related development and technical support services in the United States
and abroad, including on the Internet. Complainant has furnished evidence
in the form of Internet website printouts showing the use of the "ACROBAT
READER" trademark in commerce (Complainant's Exhibit D). The fact of Complainant's
application for trademark registration for "ACROBAT READER" has not been
contested by Respondent, and the Panel accepts as an undisputed fact that
Complainant has applied for trademark registration for "ACROBAT READER"
in the United States.
Complainant maintains several additional trademark registrations on
the Principal Register of the U.S. Patent and Trademark Office regarding
the trademarks "ADOBE", "ACROBAT", "ACROBAT EXCHANGE" and "ABODE CAPTURE"
(Complainant's Exhibit C).
Network Solutions' WHOIS database query response (Complainant's Exhibit
A) indicates that Domain OZ, with Administrative Contact at "WWWHOSTMASTER"
is the registrant of the domain name "ADOBEACROBAT.COM". The record of
this registration was created on April 28, 1998, and was last updated on
September 2, 1999.
Network Solutions' WHOIS database query response (Complainant's Exhibit
A) indicates that Names O Z, with Administrative Contact at "WWWHOSTMASTER"
is the registrant of the domain name "ACROBATREADER.COM". The record of
this registration was created on April 30, 1998, and was last updated on
June 4, 1999.
As indicated in Complainant's Exhibit M, a Networks Solutions' WHOIS
database search of May 28 1998, for domain names registered by "Oz domains"
indicated that a large number of domain names were registered by that party
(at least 256), and that many of these names are identical or confusingly
similar to trademarks of which the public is likely to be aware.
As indicated in Complainant's Exhibit N, a Networks Solutions' WHOIS
database search of October 6, 1998, for domain names registered by "Names
O Z" indicated that a large number of domain names were registered by that
party (over 160), and that many of these names are identical or confusingly
similar to trademarks of which the public is likely to be aware.
The Service Agreement in effect between Respondent and Network Solutions
as of February 10, 2000 (Complainant's Exhibit B) subjects Respondent to
Network Solutions' dispute settlement policy, which as of that date is
the Uniform Domain Name Dispute Resolution Policy, as adopted by ICANN
on August 26, 1999, and with implementing documents approved by ICANN on
October 24, 1999. The Uniform Domain Name Dispute Resolution Policy (the
"Policy") requires that domain name registrants submit to a mandatory administrative
proceeding conducted by an approved dispute resolution service provider,
of which WIPO is one, regarding allegations of abusive domain name registration
(Policy, para. 4(a)). Respondent has not contested that it is properly
before this Administrative Panel.
5. Parties' Contentions
A. Complainant
Complainant states that it has continuously used the trademark "ADOBE"
in commerce since at least as early as 1986, and has used the trademarks
"ADOBE ACROBAT" and "ACROBAT READER" in commerce since at least as early
as 1993. Complainant has provided evidence of registration at the U.S.
Patent and Trademark Office (PTO) of various "Adobe"-related trademarks,
including a trademark registration for "ADOBE ACROBAT" and a trademark
application for "ACROBAT READER" (collectively referred to by the Complainant
as the "Adobe Marks"). Complainant indicates that the Adobe Marks are "used
in connection with products and services that are sold and distributed
throughout the United States and the world, as well as over the Internet"
(Complaint, para. 15).
Complainant states that as a result of Adobe investments, the Adobe
Marks "are very well known and recognized by consumers" (id., para. 16).
Complainant states that Respondent is not a licensee of Complainant,
is not authorized to use the Adobe Marks, and (on information and belief)
is not the owner of "any federally registered or common law trademarks
containing either the terms ADOBE or ACROBAT, or any permutations thereof"
(id., para. 19).
Complainant recites the history of its efforts to compel Respondent
to cease and desist from use of the "adobeacrobat.com" domain name prior
to the adoption of the Policy by ICANN and its implementation by Network
Solutions (id., paras. 20-24).
Complainant states, on information and belief, that "Respondent has
not developed or posted a Website using adobeacrobat.com or made any other
good faith use of the domain name" (id., para. 25).
Complainant recites the history of its efforts to compel Respondent
to cease and desist from use of the "acrobatreader.com" domain name prior
to the adoption of the Policy by ICANN and its implementation by Network
Solutions (id., paras. 29-31).
Complainant states, on information and belief, that "Respondent has
not developed or posted a Website using acrobatreader.com or made any other
good faith use of the domain name" (id., para. 32).
Complainant refers to its Network Solutions' WHOIS database searches
regarding registrations in the names of Oz Domains and Names O Z, indicating
that such searches located more than 256 (prior to the search aborting)
and 160 registrations respectively. Oz Domains registrations included "yahoof.com",
"www.pacbell.com" and "schawb.com". Names O Z's registrations included
"playboye.com", "ticketmster.com" and "yahhoo.com". Complainant indicates,
on information and belief, that "many of the domain names on the list[s]
are identical or confusingly similar to the registered trademarks of third
parties" (id., paras. 33 & 34).
Complainant states that "Respondent's Domain Names are clearly identical
and confusingly similar [sic] trademarks used and registered by Adobe,
namely the Adobe Marks". Complainant indicates that "consumers have a reasonable
expectation that the Domain Names, adobeacrobat.com and acrobatreader.com,
which are comprised entirely of Adobe trademarks, will take them to a site(s)
connected with Adobe. They are very likely to be confused when the Domain
Names instead take them to websites being operated by Respondent" (id.,
para 35).
Complainant states, on information and belief, that Respondent "has
no rights or legitimate interests in respect of the Domain Names. Respondent
has not been commonly known by either of the Domain Names; each is clearly
and strongly associated with Adobe. Further, as noted above, Respondent
is not a licensee of Adobe, nor is he otherwise authorized to use the Adobe's
[sic] Marks. Further, on information and belief, the Domain Names are not,
nor could they be contended to be, nicknames of Respondent or other member
of his family, the name of a household pet, or in any other way identified
with or related to a legitimate interest of Respondent" (id., para. 36).
Complainant states that Respondent "registered and is using the Domain
Names in bad faith. As evidenced by the number of infringing domain names
Respondent has registered …, it is clear that Respondent has engaged in
a pattern of registering domain names in order to prevent the owners of
such trademarks from reflecting the marks in corresponding domain names"
(id., para. 37).
Complainant further states that Respondent has made no good faith use
or preparation to use the disputed domain names (id., para. 38), and has
made no legitimate non-commercial or fair use of the names (id., para.
39).
Complainant requests that the domain names "adobeacrobat.com" and "acrobatreader.com"
be transferred to it (id., para. 41).
B. Respondent
Respondent did not reply to the Complainant's contentions.
6. Discussion and Findings
The Uniform Domain Name Dispute Resolution Policy (the "Policy") adopted
by the Internet Corporation for Assigned Names and Numbers (ICANN) on August
26, 1999 (with implementing documents approved on October 24, 1999) is
addressed to resolving disputes concerning allegations of abusive domain
name registration. This panel has in an earlier decision discussed the
background of the administrative panel procedure, and the legal characteristics
of domain names, and refers to this earlier decision for such discussion.
Paragraph 4(a) of the Policy establishes three elements that must be
established by a Complainant to merit a finding that a Respondent has engaged
in abusive domain name registration, and to obtain relief. These elements
are that:
(i)
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Respondent's domain name is identical or confusingly
similar to a trademark or service mark in which the complainant has rights;
and |
(ii)
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Respondent has no rights or legitimate interests
in respect of the domain name; and |
(iii)
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Respondent's domain name has been registered
and is being used in bad faith. |
Each of the aforesaid three elements must be proved by a complainant
to warrant relief.
It is essential to dispute resolution proceedings that fundamental due
process requirements be met. Such requirements include that a respondent
have notice of proceedings that may substantially affect its rights. The
Policy, and the Rules for Uniform Domain Name Dispute Resolution Policy
(the "Rules"), establish procedures intended to assure that respondents
are given adequate notice of proceedings initiated against them, and a
reasonable opportunity to respond (see, e.g., para. 2(a), Rules).
In this case, the Panel is satisfied that WIPO took all steps reasonably
necessary to notify the Respondent of the filing of the Complaint and initiation
of these proceedings, and that the failure of the Respondent to furnish
a reply is not due to any omission by WIPO. There is ample evidence in
the form of priority air mail registration slips and confirmations of the
sending of e-mail transmissions that the party designated as the Administrative
Contact for the Respondent was notified of the complaint and initiation
of the proceedings (see Procedural History, supra). To the extent that
Respondent failed to provide a fax number or physical address other than
a post office box with its domain name registration, difficulties (if any)
in respect to notification are due to its own actions.
The Rules provide that "[t]he complaint may relate to more than one
domain name, provided that the domain names are registered by the same
domain-name holder" (Rules, para. 3(c)). In this case, the Panel is satisfied
that the domain name registrants "Domain OZ" and "Names O Z" are the same
person. As Complainant determined through its Network Solutions' WHOIS
database search, and as the Panel has verified by its own Network Solutions'
WHOIS database search of March 19, 2000, the domain name registration information
provided under these two names, including the post office box number and
Administrative Contact e-mail address, is identical. The Panel considers
that it would place an unjustifiable economic burden on the Complainant
to require it to initiate two separate administrative proceedings, and
that it would be a burden on the administrative process to require duplication
of effort, in this context of this case. The Respondent will hereinafter
be referred to as "Domain OZ", except as is otherwise necessary for the
sake of clarity.
Because the Respondent, Domain OZ, has defaulted in providing a response
to the allegations of Complainant, Adobe Systems Incorporated ("Adobe"),
certain factual conclusions may be drawn by the panel on the basis of Complainant's
undisputed representations (Rules, para. 14(b)).
Complainant is the holder of a registered trademark for "ADOBE ACROBAT"
and is using that name in commerce (see Factual Background, supra). Respondent's
registration of the trademark on the Principal Register at the PTO establishes
a presumption of validity of the mark in U.S. law, and Respondent has not
challenged this presumption. The Panel determines that Complainant has
rights in the trademark "ADOBE ACROBAT".
Complainant has filed an application for registration of the trademark
"ACROBAT READER" on the Principal Register at the PTO, has provided substantial
evidence of its use of that trademark in commerce, and has asserted that
this use preceded Respondent's registration of the domain name "acrobatreader.com"
(see Factual Background, supra). The Policy requires that a Complainant
have "rights" in a trademark that is subject to abuse by a Respondent (Policy,
para. 4(a)(i)). It does not require that a trademark be registered by a
governmental authority for such rights to exist. In U.S. law, trademark
infringement actions may be brought on the basis of unregistered marks,
and U.S. legislation authorizing trademark infringement actions based on
abusive domain name registration does not require registration of a trademark
as a condition for obtaining relief. In U.S. law, an application for trademark
registration on the Principal Register constitutes constructive use of
a mark, contingent on subsequent registration.
The evidence of Complainant's use of the trademark "ACROBAT READER"
on goods in commerce, its application for trademark registration for that
mark, the suggestive nature of the mark, in light of its subsisting trademark
registrations for "ADOBE ACROBAT", "ACROBAT" and "ACROBAT EXCHANGE", persuade
the Panel that the Complainant has "rights" in the trademark "ACROBAT READER".
The Complainant is found to be the holder of the common law trademark "ACROBAT
READER" in the United States. The Panel determines that Complainant has
rights in the trademark "ACROBAT READER".
Respondent has registered the domain names "adobeacrobat.com" and acrobatreader.com".
These names are identical to Complainant's trademarks "ADOBE ACROBAT" and
"ACROBAT READER", respectively, except that (1) the domain names each eliminate
the space between the two words constituting the mark, (2) the domain names
each add the generic top level domain name ".com" and (3) the domain names
employ lower case letters, while the trademarks are generally used with
an initial capital letter on each word (see Complainant's Exhibit D). For
purposes of this proceeding, it is unnecessary to decide whether, in light
of these factors, Respondent's domain names are "identical" to Complainant's
trademarks, since Respondent's domain names "adobeacrobat.com" and "acrobatreader.com"
are without doubt confusingly similar to Complainant's trademarks "ADOBE
ACROBAT" and "ACROBAT READER", respectively.
Complainant has met the burden of proving that Respondent is the registrant
of domain names that are identical or confusingly similar to trademarks
in which the Complainant has rights, and it has thus established the first
of the three elements necessary to a finding that Respondent has engaged
in abusive domain name registration.
There is no evidence on the record that would indicate that Respondent
has any rights or legitimate interests in respect of the domain names "adobeacrobat.com"
and "acrobatreader.com", other than that it has registered these domain
names. If mere registration of the domain names were sufficient to establish
rights or legitimate interests for the purposes of paragraph 4(a)(ii) of
the Policy, then all registrants would have such rights or interests, and
no complainant could succeed on a claim of abusive registration. Construing
the Policy so as to avoid an illogical result, the Panel concludes that
mere registration does not establish rights or legitimate interests in
a domain name so as to avoid the application of paragraph 4(a)(ii) of the
Policy.
Complainant has suggested that Respondent is using the disputed domain
names to attract users of the Internet to sites being operated by Respondent,
and thereby confusing consumers (Complaint, para. 35). Complainant has
not, however, provided evidence of such use by Respondent. The Panel's
independent attempts (on March 20 and 21, 2000) to open websites using
the disputed domain names resulted in notification that servers with the
specified addresses could not be located.
Assuming arguendo that Respondent was using the disputed domain names
to attract consumers to its own websites, this alone would not be sufficient
to establish rights or legitimate interests in the domain names. Using
a domain name to intentionally attract, for commercial gain, Internet users
to a website by creating confusion with a complainant's mark is evidence
of bad faith registration under the Policy (para. 4(b)(iv)). If such use
were sufficient to establish rights or legitimate interests within the
meaning of paragraph 4(a)(ii) of the Policy, then a finding of bad faith
use under paragraph 4(b)(iv) would virtually preclude a finding of abusive
registration under paragraph 4(a). Construing paragraph 4(a)(ii) of the
Policy so as to avoid an illogical result, the Panel determines that mere
use of the disputed domain names to attract customers, for commercial gain,
to Respondent's website by creating consumer confusion with Complainant's
trademarks would not, if such use were demonstrated, establish rights or
legitimate interests in the domain names on the part of Respondent.
Respondent has furnished no evidence of any legitimate use or preparation
to use the disputed domain names. There is no evidence on the record of
this proceeding of any such legitimate use or preparation to use by Respondent.
The Panel determines that Respondent has no rights or legitimate interests
in the disputed domain names. Thus, the Complainant has established the
second element necessary to prevail on its claim that Respondent has engaged
in abusive domain name registration.
The third element that must be proven by Complainant to establish Respondent's
abusive domain name registration is that Respondent has registered and
is using the disputed domain names in bad faith. The Policy indicates that
certain circumstances may, "in particular but without limitation", be evidence
of bad faith (Policy, para. 4(b)). Most relevant to the current proceedings:
a respondent has registered the domain name "in order to prevent the owner
of the trademark or service mark from reflecting the mark in a corresponding
domain name, provided that [the respondent has] engaged in a pattern of
such conduct" (id., para. 4(b)(ii)).
Respondent has registered "adobeacrobat.com" and "acrobatreader.com".
As a consequence, Complainant is unable to reflect its trademarks "ADOBE
ACROBAT" and "ACROBAT READER" in corresponding domain names. Absent any
contrary indication from Respondent, the Panel infers that Respondent intended
the logical consequences of its acts, and that it registered the disputed
domain names "in order to prevent" Complainant from using its trademarks
in corresponding domain names.
Complainant has provided evidence that Respondent has registered a large
number of domain names, many of which are confusingly similar to trademarks
and service marks held by third parties, and some of which may be identical
to trademarks owned by third parties. For example, "lotus123.com" registered
by Respondent is identical or confusingly similar to trademarks ("Lotus"
and "1-2-3") registered by the Lotus Development Corporation (according
to its website). The domain names "encarta2000.com", "encarta99.com" and
"encarta98.com" are each registered by Respondent. According to the Microsoft
website, "Encarta" is the registered trademark of Microsoft, and Microsoft
is using the trademark "Encarta 2000" in connection with software products.
The Panel is satisfied that Respondent has engaged in a pattern of conduct
intended to prevent trademark holders from using their marks in corresponding
domain names.
The Panel determines that Respondent has registered and used the domain
names "adobeacrobat.com" and "acrobatreader.com" in bad faith within the
meaning of paragraph 4(b)(ii) of the Policy. Complainant has thus established
the third and final element necessary for a finding that the Respondent
has engaged in abusive domain name registration.
The Panel will therefore direct the registrar to transfer the domain
names "adobeacrobat.com" and "acrobatreader.com" to the Complainant.
7. Decision
Based on its finding that the Respondent, Domain OZ (also known as
Names O Z), has engaged in an abusive registration of the domain names
"adobeacrobat.com" and "acrobatreader.com" within the meaning of paragraph
4(a) of the Policy, the Panel directs the registrar to transfer the domain
names to the Complainant, Adobe Systems Incorporated.
Domain Name Transferred
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